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ON DEMAND
The SEC is focused on whether delegation to vendors and service providers is too sloppy and creates risk. Join this session to learn about the new SEC rule proposal, how your business can master changing regulatory expectations as a competitive advantage and recent SEC cases and pitfalls that inform a 3-step process for outsourcing in 2023.
Beth Haddock, the Lead Compliance Strategist at AdvisorEngine will dig into all this with Suleman Din, Advisor Intelligence Lead, in this T3 2023 encore presentation.