A year in review and compliance outlook
As the year draws to a close, it's crucial for wealth management professionals to reflect on the dynamic regulatory landscape that shaped 2023. Join us for a webinar that delves into the key rules, regulations, and risks that left a lasting impact on our industry.
Don't miss this opportunity to enhance your regulatory knowledge and ensure your firm is well-positioned for success in 2024.
Beth Haddock, Chief Compliance Strategist @ AdvisorEngine
Suleman Din, Advisor Intelligence Lead @ AdvisorEngine