Case studies from enforcement
In the dynamic landscape of wealth management, the integration of artificial intelligence (AI) brings forth both incredible opportunities and heightened regulatory scrutiny. Staying compliant with the evolving guidance by the SEC and FTC is paramount to ensuring the trust of your clients and the success of your practice. Join us for a webinar to hear real-world enforcement cases and gain actionable insights.
Beth Haddock, Chief Compliance Strategist @ AdvisorEngine
Suleman Din, Advisor Intelligence Lead @ AdvisorEngine