How to achieve ROI from compliance at your wealth management firm

For many firms in our highly-regulated industry, the bureaucracy of compliance can become a bottleneck for efficiency and performance. We believe that compliance can be effective, efficient and deliver ROI while meeting your clients’ and regulator’s expectations. Join us for a webinar to learn how to make your compliance investment a bridge, not a barrier, to practice management success.

Highlights include: 

• Common challenges of compliance programs
• Strategies for overcoming compliance barriers and achieving ROI
• Example cases of avoidable inefficiencies
• Live Q&A with AdvisorEngine’s Chief Legal Officer, a veteran CCO